Zug, January 2024
Dear Sir / Madam,
Based on the legal requirements of Art. 8 et seq. of the Financial Services Act (FinSA), we provide below an overview of Commodity Capital AG (hereinafter the "Financial Institution") and its services.
Should you require further information or wish to schedule a personal meeting, please do not hesitate to contact us.
Yours sincerely,
Commodity Capital AG
Address
Name: Commodity Capital AG
Street: Industriestrasse 47
Zip Code / Place: 6300 Zug
Phone: +41 44 586 29 92
E-Mail: info@commodity-capital.com
Website: www.commodity-capital.com
The financial institution was founded in 2009.
Regulatory Authority and Audit Firm
The financial institution has been licensed as a manager of collective assets since 2024 and is therefore subject to prudential supervision by the Swiss Financial Market Supervisory Authority FINMA.
As part of this supervision, the financial institution is audited and reviewed annually by the auditing company SWA Swiss Auditors AG (SWA), both in terms of supervisory law and obligations.
The addresses of FINMA and the audit firm SWA can be found below.
Name of supervisory authority: Swiss Financial Market Supervisory Authority FINMA
Street: Laupenstrasse 27
PLZ/ Place: 3003 Bern
Phone: +41 31 327 91 00
E-Mail: info@finma.ch
Website: www.finma.ch
Name of audit firm: SWA Swiss Auditors AG
Address: Bahnhofstrasse 3
Postal code / City: P.O. Box 347, CH-8808 Pfäffikon Sz
Phone: +41 55 415 54 70
Website: www.swa-audit.ch
Ombudsman's office
The financial institution is affiliated to the independent Swiss Financial Ombudsman Service (FINOS), which is recognized by the Federal Department of Finance. Disputes concerning legal claims between customers and the financial institution should, if possible, be settled through mediation by the ombudsman's office. The address of the Swiss Financial Ombudsman's Office (FINOS) can be found below.
Name of ombudsman's office: Financial Ombudsman Service Switzerland (FINOS),
Address: Talstrasse 20
PLZ / Place: 8001 Zurich
Phone: +41 44 552 08 00
E-Mail: info@finos.ch
Website: www.finos.ch
The financial institution provides asset management services for its clients in the area of collective investment schemes.
For information on the various collective investment schemes, the general risks, characteristics and modes of operation, please refer to the corresponding prospectuses and factsheets on this website. For collective investment schemes authorized in Switzerland, all information can also be obtained free of charge from the representative office.
The financial institution guarantees neither a return nor success in the investment activity. The investment activity can therefore lead to an increase in value but also to a loss in value.
The financial institution has all the necessary authorizations to provide the services listed above.
Financial service providers must assign their customers to a legally defined customer segment.
The Financial Services Act provides for the segments "private clients", "professional clients" and "institutional clients".
A customer classification is defined for each customer as part of the cooperation with the financial institution.
Subject to certain conditions, the customer can change the customer classification by opting in or opting out.
General risks in trading with financial instruments
Asset management services entail financial risks.
The financial institution shall provide all clients with the brochure "Risks Involved in Trading Financial Instruments" before concluding a contract.
This brochure can also be viewed at www.swissbanking.org.
Customers can contact the financial institution at any time if they have any further questions.
Risks in connection with the service offered
Please refer to the relevant asset management contracts, fund prospectuses, factsheets and KIDs for a description of the various risks that may arise from the investment strategy for the client's assets.
Cost information
A fee is charged for the services provided, which is normally calculated on the assets under management and/or on a performance basis.
For more detailed information, please refer to the relevant asset management agreements, fund prospectuses and factsheets. We will of course also be happy to provide you with information in person at any time.
In connection with the financial services offered by the financial institution, there may be economic ties to third parties.
The acceptance of payments from third parties and their handling are detailed and comprehensively regulated in the asset management contracts, fund prospectuses, and the internal directives of the company. In principle, the financial institution adheres to the approach of not accepting payments from third parties.
The company itself is an independent entity.
The financial institution generally pursues an "open universe approach" and attempts to make the best possible choice for the client when selecting financial instruments.
The financial institution bases its selection on the specifications of the asset management contracts or the fund prospectuses.